Assists the Internal Audit department with planning and executing internal audits throughout the agency. Monitors risk assessment, develops audit plans, and participates in testing the Model Audit Rule testing. Provides findings and updates to the Audit Committee, senior leadership, external auditors, and other regulatory agencies, as needed. Works under general supervision.
$98,200.00 - $130,800.00 Annual
What We Provide
What You Will Do
* Assists in the annual risk assessment to determine the annual Internal Audit Plan.
* Assists in the testing of the Model Audit Rule internal controls, including tests of design and effectiveness.
* Plans and executes audits identified in the Internal Audit Plan.
* Provides guidance and support to process owners in the development of action plans to remediate issues and enhance controls and/or processes, as needed. Monitors and reports deficiencies and status of the remediation process.
* Prepares planning documents, including planning memos, request lists, and work programs.
* Prepares detailed audit work papers in accordance with generally accepted auditing standards.
* Prepares comprehensive reports outlining audit findings and provides recommendations for improvements to appropriate members of management.
* Works closely with the external auditors, Information Technology, and Finance on various internal control issues.
* Assists VNS Health Plans leadership with delegated vendor audits.
* Ensures that controls are designed and implemented in compliance with best practices and regulatory requirements.
* Builds and develops relationships with company stakeholders, while promoting the importance of compliance initiatives throughout the organization.
* Provides advisory services to management for new system implementations.
* Monitors critical findings and works with the business owners to ensure timely resolution; provides status updates to the Audit Committee and senior leadership
* Organizes and maintains audit documents to allow retrieval for subsequent audits.
* Performs special investigations and oversees ad-hoc audit projects as needed.
* Stays current regarding changes in regulatory guidance, industry best practices and areas of focus/hot topics.
* Participates in special projects and performs other related duties as required.
* For Regulatory Compliance External Audits only:
* Serves as the audit liaison to the external auditing firm. Receives requests for information and forwards to appropriate business owner with a deadline.
* Reviews the submission from the business owner to make sure that it meets the requirements of the external auditor's request. Follows-up with the business owner with any questions or incomplete submissions. Submits information to the external auditor.
* Answers questions received from the external auditor or obtains answers from the business owner.
* Enforces protocols for naming conventions and document submission from business units.
* Creates a document containing tips and potential questions for staff and management prior to meeting with external auditors, such as the biggest risks in those business areas and associated mitigation procedures, communication of high-risk items to senior management, prior audit findings, monitoring and auditing activities performed.
* Participates in special projects and performs other duties as assigned.
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