The Compliance Analyst III Global Control Room will partner with other members of the team to support the Firm's Information Barrier Program and provide regulatory guidance to key business partners, including, but not limited to, investment banking and research. The Analyst III will be responsible for the analysis of Regulation M and the Research Safe Harbors, completion

Participate in the development, implementation and maintenance of a compliance testing or advisory program to address compliance risk. Involves assessing compliance risk, determining risk mitigation approach, and making recommendations regarding policies and procedures to ensure compliance. Lead and/or independently oversee moderate to highly complex compliance reviews or

of The Job FNTS is seeking an experienced individual passionate about compliance audits to join our team as a Privacy & Security / Risk & Compliance Analyst. The ideal candidate is driven by identifying and reducing organizational risks through the compliance and governance program ensuring the organization meets requirements. This position functions as a team member in th

Seeking candidate with experience with international (outside of EU and US) product registrations; experience working with medical device operations on control of product release; experience working with electronic change management/document control systems. Duties Responsible for implementing and maintaining the effectiveness of the quality system. Supports manufacturing

An Assistant City Attorney assigned to the City Attorney's Office, Litigation Section engages in 42 U.S.C. 1983 civil rights defense of City agencies, departments, and their employees that involve federal or state court proceedings. Essential Functions Litigation Handle written discovery and motion practice in federal court. Evaluate case value and make settlement recomme

R10037300 DOT Compliance Specialist (Open) Location Horsham, PA (Regional Office) Management How will you CONTRIBUTE and GROW? The Compliance Specialist DOT focuses on ensuring the Region's compliance with Department of Transportation (DOT), International Maritime Dangerous Goods (IMDG) code, and International Air Transport Association (IATA) regulations including driver c

JOB DUTIES Responsibilities include but are not limited to the following Serve in the role of Energy Advisor for a large multifamily energy efficiency program. Facilitate successful completion of energy efficiency projects through multiple stages from beginning to end, including but not limited to conducting facility audits, energy benchmarking, scope of work design, proj

Who we are Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance. We're a next generation financial services company and national bank using innovative, mobile first technology to help our millions of members reach their goals. The industry is going through an unprecedented transf

Global Compliance Director Job Locations US IL Itasca ID 2024 3544 Category Regulatory Affairs Position Type Regular Full Time Introduction Come move the world with us! Wake up each day to be part of a global movement . A movement to make an impact . A movement to go for it! A movement to provide best in class solutions . A movement to be empowered . A movement to do the

As the Manager of SOX Compliance working in the Global Accounting Organization, you will be responsible for leading the design, implementation and ongoing compliance with requirements under SOX and COSO standards. This includes SEC and statutory reporting, G/L and consolidations, revenue accounting, accounts receivable, accounts payable, payroll, tax, treasury and equity.

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c

This position will be part of the xEV Drive Unit team for Electric Vehicle products and will be responsible for the Drive Unit Trade Compliance through the Production Control and Logistics department. Under the direct supervision of higher level management, this position is primarily responsible for providing guidance, instruction and document completion for import/export

Welcome If you are looking for rewarding work or to build a successful career in the judiciary, the Riverside Superior Court has a place for you! We have an opportunity for a Court Reporter. We are seeking qualified individuals responsible to provide court reporting services within assigned courtrooms or other court proceedings. The ideal candidate shall possess a current

We provide our utility clients with a wide range of energy saving and renewable energy solutions. From individual utility customers and construction contractors, to utilities, municipalities, and government bodies, our clients have come to depend on our customized energy efficiency programs to help them to meet their energy saving goals. The Energy Advisor II is responsib

Provide management information, reporting and analysis of financial crime matters in the most impactful way to relevant Committees within Aon's enterprise risk management framework to ensure a demonstrably robust assessment of the control environment is provided to the Committees to facilitate effective oversight for financial crime risk. Appropriately assess risk when bu