Primary Location:
Comerica Great Lakes Campus

Locations:
Farmington Hills, MI US

Additional Locations:
Comerica Great Lakes Campus; 17 Cowboys Way

Job Type:
Full-time

WorkBest Job Category:
Category C – Days in the office will either be designated days or will vary week to week from 2-5 days

Job Category:
Compliance/Security/Fraud/Risk

Required Experience:
3-7 years

Overtime Status:
Exempt

Job ID:
246230

Manager, Compliance Testing

Compliance Testing Manager
 
The Manager, Compliance Testing within the second line of defense is responsible for planning, developing, implementing, and managing a comprehensive risk-based compliance testing program for their area of responsibility.
 
Position Repsonsibilities:
 
Compliance Testing, Monitoring and Reporting
  • Provide guidance and lead a team responsible for executing the compliance monitoring and testing plan, ensuring execution of other assigned compliance related projects, tasks, and functions as assigned.
  • Manage a sustainable control testing and monitoring program, ensuring all testing requirements are met and execute on a defined timeline.
  • Develop an Annual Monitoring and Testing Plan using a risk-based approach to include RCSA control testing and issue validations.
  • Partner with Compliance Advisory teams on new or changing regulatory requirements, emerging risks, risk assessment results, and incorporation into the testing and monitoring program.
  • Manage issue validations on a defined schedule and provide aggregate results through formal reporting.
  • Analyze, aggregate, and report the results/issues/recommendations related to control testing activities to senior management.
  • Drive change through the enhancement and execution of a strong testing/monitoring program and provide risk support/consulting for key partners.
  • Lead the strategy to execute compliance monitoring and testing requirements and create policies and procedures for consistent execution.
Policy, Process, and Procedure Improvement
  • Coordinates the development and maintenance of all testing and monitoring procedures and department process flows.
  • Support the development of control testing frameworks and methodologies.
Strategy
  • Participate in multiple industry forums to share, decipher and create solutions to address risk and compliance trends.
  • Provide recommendations and counsel to senior management to gain support for implementation of new strategies.
  • May participate in large to complex corporate and department projects representing department needs while ensuring adherence to corporate and/or department direction.


Position Qualifications:
  • Bachelor’s Degree from an accredited university in Business, Finance, or related field
  • 10 years of experience financial services or related industry
  • 8 years of experience in compliance, risk management in financial services or related industry
Licenses/ Certifications:
  • Certified Regulatory Compliance Manager (CRCM)

Comerica Great Lakes Campus
8:00am – 5:00pm Monday – Friday